Type Of Business:
Compliance management firm
Major Product/SVS:
Providing compliance support to independent portfolio managers and exempt market dealers; Helping small- and mid-sized firms to manage their compliance efficiently
Hobbies/Sports:
Swimming; Attending art galleries
Education Degrees:
Degree in Business, Adelphi University
Number Of Years In Profession:
42
What Does He/She Attribute Success To:
She attributes her success to her hard work, dedication and commitment; she possesses a willingness to learn and educate herself.
Why did you become involved in your profession or industry?:
She became involved in her profession when she began working for the government in 1969.
Extended Bio Profile:
Ms. Taylor spent 30 years at the Ontario Securities Commission, where she was the founding staff member of the OSC’s compliance department.
Position Responsibilities and Duties:
Functioning as a managing director and co-founder; Consulting with her clients to manage their compliance risk; Applying their time more efficiently; Guiding her clients to ensure they are complying with security laws
Education Certifications:
Certification in General Accounting Designation, Canada (1983)
Where Will You Be In 5 Years:
In five years, Ms. Taylor wants to continue serving small- and mid-sized security firms.